Financial Industry Regulatory Authorities

Financial Industry Regulatory Authorities are the governing bodies that oversee, regulate and enforce rules and standards in the financial industry to protect investors. Coursera's Financial Industry Regulatory Authorities catalogue teaches you about the key regulatory bodies, their roles, responsibilities and the regulatory framework they operate within. You'll learn about the mechanisms to ensure the integrity of financial markets, the importance of investor protection, the implications of non-compliance, and the processes used to enforce regulatory compliance. This knowledge could be crucial for those in finance, law, compliance and anyone interested in the ethical and legal aspects of the finance industry.
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Results for "financial industry regulatory authorities"

  • Status: Free Trial

    The Hong Kong University of Science and Technology

    Skills you'll gain: FinTech, Financial Regulation, Business Continuity Planning, Compliance Management, Disaster Recovery, Financial Regulations, Operational Risk, Bank Regulations, Risk Management, Business Risk Management, Financial Industry Regulatory Authorities, Financial Services, Law, Regulation, and Compliance, Governance, IT Management, Information Assurance, Market Trend, Emerging Technologies, Banking, Blockchain

    4.7
    Rating, 4.7 out of 5 stars
    924 reviews

    Beginner · Specialization · 3 - 6 Months

  • Status: Free Trial

    The Hong Kong University of Science and Technology

    Skills you'll gain: Financial Regulation, Financial Regulations, Bank Regulations, FinTech, Financial Services, Financial Industry Regulatory Authorities, Law, Regulation, and Compliance, Mobile Banking, Regulatory Requirements, Fraud detection, Data Security, Cybersecurity, Insurance, Blockchain, Information Privacy

    4.7
    Rating, 4.7 out of 5 stars
    309 reviews

    Beginner · Course · 1 - 3 Months

  • Status: Preview

    Coursera Instructor Network

    Skills you'll gain: Risk Mitigation, Risk Management, Bank Regulations, Risk Management Framework, Risk Analysis, Compliance Management, Banking, Financial Regulations, Credit Risk, Operational Risk, Regulatory Requirements, Commercial Banking, Financial Industry Regulatory Authorities, Analysis, Planning

    4.9
    Rating, 4.9 out of 5 stars
    8 reviews

    Intermediate · Course · 1 - 4 Weeks

  • Status: Free Trial

    University of Illinois Urbana-Champaign

    Skills you'll gain: Financial Industry Regulatory Authorities, Asset Management, Financial Regulations, Financial Regulation, Securities (Finance), Investments, Investment Management, Law, Regulation, and Compliance, Regulatory Compliance, Portfolio Management, Private Equity, Wealth Management, Real Estate, Financial Services, Commercial Real Estate, Regulatory Requirements, Capital Markets, Property and Real Estate, Due Diligence

    Intermediate · Course · 1 - 4 Weeks

  • Status: Free Trial

    Corporate Finance Institute

    Skills you'll gain: Capital Markets, Financial Market, Investment Banking, Securities Trading, Investments, Market Liquidity, Private Equity, Sales, Financial Industry Regulatory Authorities, Business Acumen, Equities, Asset Management

    4.8
    Rating, 4.8 out of 5 stars
    34 reviews

    Beginner · Course · 1 - 3 Months

  • Status: Free Trial

    Universidad Nacional Autónoma de México

    Skills you'll gain: Annual Reports, Governance, Corporate Accounting, Law, Regulation, and Compliance, Financial Industry Regulatory Authorities, Regulatory Requirements, Compliance Management, Regulatory Compliance, Financial Regulation, Accountability, Business Management, Corporate Strategy, Regulation and Legal Compliance, Business Ethics, Organizational Structure, Corporate Communications, Governance Risk Management and Compliance, Financial Accounting, Financial Reporting, Auditing

    4.6
    Rating, 4.6 out of 5 stars
    48 reviews

    Beginner · Specialization · 1 - 4 Weeks

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  • Status: Free Trial

    Universidad Nacional Autónoma de México

    Skills you'll gain: Annual Reports, Governance, Law, Regulation, and Compliance, Financial Industry Regulatory Authorities, Regulatory Requirements, Compliance Management, Regulatory Compliance, Financial Regulation, Accountability, Business Ethics, Governance Risk Management and Compliance, Financial Reporting

    4.8
    Rating, 4.8 out of 5 stars
    36 reviews

    Beginner · Course · 1 - 4 Weeks

  • Status: New
    Status: Free Trial

    University of Illinois Urbana-Champaign

    Skills you'll gain: Real Estate, Investments, Financial Industry Regulatory Authorities, Compliance Reporting, Commercial Real Estate, Property and Real Estate, Risk Management, Asset Management, Financial Regulations, Securities (Finance), Investment Management, Private Equity, Financial Services, Financial Regulation, Regulatory Requirements, Tax Laws, Tax Planning, Due Diligence, Tax, Financial Market

    Beginner · Specialization · 1 - 3 Months

  • Status: Free Trial

    Interactive Brokers

    Skills you'll gain: Risk Analysis, Financial Trading, Securities Trading, Investments, Analysis, Financial Market, Tax, Financial Regulations, Risk Management, Capital Markets, Financial Analysis, Financial Industry Regulatory Authorities, Credit Risk, Market Dynamics, Due Diligence, Corporate Finance

    4.7
    Rating, 4.7 out of 5 stars
    70 reviews

    Beginner · Course · 1 - 4 Weeks

  • Status: New
    Status: Free Trial

    University of Illinois Urbana-Champaign

    Skills you'll gain: Wealth Management, Estate Planning, Portfolio Management, Real Estate, Investments, Financial Industry Regulatory Authorities, Commercial Real Estate, Regulatory Compliance, Asset Management, Tax Planning, Finance, Risk Management, Return On Investment, Financial Analysis, Business Strategies, Strategic Planning, Business, Data Management, Financial Statements, Failure Analysis

    4.3
    Rating, 4.3 out of 5 stars
    7 reviews

    Intermediate · Specialization · 3 - 6 Months

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Leading partners

  • University of Illinois Urbana-Champaign
  • The Hong Kong University of Science and Technology
  • Universidad Nacional Autónoma de México
  • Corporate Finance Institute
  • Interactive Brokers